DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at United Asset Strategies Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Abate | World Investment Advisors, LLC institutional | United Asset Strategies Inc. independent RIA | Other | May 1, 2024 | Jun 18, 2024 (48 d) |
| Matthew R. Coughlin | J.P. Morgan Securities LLC wirehouse | United Asset Strategies Inc. independent RIA | Wirehouse to independent RIA | Sep 13, 2022 | Sep 7, 2022 |
| Shane Eli Miller | Td Ameritrade, Inc. no RAUM | United Asset Strategies Inc. independent RIA | Other | Jan 11, 2021 | Jul 11, 2021 (181 d) |
| Robert James Murphy | Td Ameritrade Investment Management, LLC independent RIA | United Asset Strategies Inc. independent RIA | RIA to RIA | Dec 31, 2020 | Mar 2, 2022 (426 d) |
| Erin Albiez Gibbons | Stifel, Nicolaus & Company, Incorporated national BD | United Asset Strategies Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2013 | Jul 11, 2021 (2846 d) |
| Michael Victor Riccardi | Pinnacle Associates, Ltd. other | United Asset Strategies Inc. independent RIA | Other | Mar 23, 2009 | Jul 11, 2021 (4493 d) |
Page 1 of 1
6 moves match.