DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bsw Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven A SzafranskiFacet independent RIABsw Wealth Partners independent RIARIA to RIAMay 6, 2022Aug 19, 2022 (105 d)
Lily Justine Beitel-HortonUBS Financial Services Inc. wirehouseBsw Wealth Partners independent RIAWirehouse to independent RIADec 3, 2020Dec 8, 2020
Tami C CarrollAveo Capital Partners, LLC independent RIABsw Wealth Partners independent RIARIA to RIADec 9, 2019Sep 4, 2019
Julia WentworthColorado Capital Management independent RIABsw Wealth Partners independent RIARIA to RIAMar 27, 2019Apr 24, 2019
Kathrin BiscornetDiversified Asset Management, Inc. otherBsw Wealth Partners independent RIAOtherJul 31, 2018Mar 13, 2019 (225 d)
Lynda Diane GregoryCharles Schwab & Co., Inc. national BDBsw Wealth Partners otherOtherMar 20, 2017Mar 7, 2018 (352 d)
Julie D MartinezLPL Financial LLC otherBsw Wealth Partners otherOtherJun 25, 2015Aug 18, 2015 (54 d)
Elias Peter BachmannWells Fargo Advisors wirehouseBsw Wealth Partners otherOtherOct 2, 2009Nov 17, 2009 (46 d)
Timothy Raymond WojtalikHarvest Wealth Management unclassifiedBsw Wealth Partners otherOtherJul 30, 2007Jul 30, 2007
Raliegh Darin RiddochTd Ameritrade, Inc. no RAUMBsw Wealth Partners otherOtherJun 27, 2005Oct 24, 2006 (484 d)
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10 moves match.