DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kelman Lazarov Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephanie Lynn Goetsch | Raymond James Financial Services Advisors, Inc BD affiliated | Kelman Lazarov Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Apr 28, 2023 |
| Christopher John Purcell | Securian Financial Services, Inc. BD affiliated | Kelman Lazarov Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2018 | Jan 3, 2019 |
| Andrew D Buzan | Cetera Advisor Networks LLC other | Kelman Lazarov Inc other | Other | Jul 25, 2016 | Oct 3, 2013 |
| Kristen Mattingly Ellis | Cetera Advisor Networks LLC other | Kelman Lazarov Inc other | Other | Jul 25, 2016 | Sep 9, 2013 |
| Keith Francis Schmitt | First Horizon Advisors, Inc other | Kelman Lazarov Inc other | Other | Aug 4, 2008 | Sep 16, 2008 (43 d) |
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5 moves match.