DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Confluence Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katherine Jane PhillipsWells Fargo Advisors wirehouseConfluence Wealth Management LLC independent RIAWirehouse to independent RIAApr 3, 2019Aug 9, 2019 (128 d)
Travis Allen HarperMcgee Wealth Management, Inc. independent RIAConfluence Wealth Management LLC independent RIARIA to RIAFeb 28, 2019Mar 12, 2019
Joshua Quinn CepedaWells Fargo Advisors wirehouseConfluence Wealth Management LLC otherOtherMay 1, 2017May 4, 2017
Kenneth Joseph MelotteMelotte Financial Advisors unclassifiedConfluence Wealth Management LLC otherOtherJun 29, 2015Jul 13, 2015
Erik Fletcher MillerCmc Advisers, LLC unclassifiedConfluence Wealth Management LLC otherOtherNov 30, 2011Dec 2, 2011
Christopher Kyle WinnCmc Advisers, LLC unclassifiedConfluence Wealth Management LLC otherOtherNov 30, 2011Dec 5, 2011
John Christian RaafNorthwest Investment Counselors otherConfluence Wealth Management LLC otherOtherFeb 15, 2008Jun 25, 2008 (131 d)
Ember Ellis MartinLPL Financial LLC otherConfluence Wealth Management LLC otherOtherJun 30, 2006Oct 21, 2009 (1209 d)
Philip Neil SchmittUBS Financial Services Inc. wirehouseConfluence Wealth Management LLC otherOtherJul 8, 2005Apr 2, 2012 (2460 d)
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9 moves match.