DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northwest Capital Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Nicholas Alvarado | Morgan Stanley wirehouse | Northwest Capital Management Inc. institutional | Other | Oct 17, 2022 | Nov 23, 2022 (37 d) |
| Mary Johnson | Parcion Private Wealth LLC independent RIA | Northwest Capital Management Inc. institutional | Other | Nov 4, 2021 | Dec 5, 2021 (31 d) |
| Frederick Joseph Payne | Harbour Investment Management L.L.C. independent RIA | Northwest Capital Management Inc. other | Other | Jan 4, 2019 | Feb 15, 2018 |
| Scott Alan Rhodes | Kutscher Benner Barsness & Stevens, Inc. other | Northwest Capital Management Inc. other | Other | Apr 27, 2017 | Aug 23, 2017 (118 d) |
| Christopher J Martin | Morgan Stanley wirehouse | Northwest Capital Management Inc. other | Other | Jan 22, 2015 | Nov 24, 2014 |
| Scott Thomas Fisher | Aon Investment Consulting Inc. unclassified | Northwest Capital Management Inc. other | Other | Apr 6, 2011 | Feb 26, 2020 (3248 d) |
| Brent Jameson Petty | Arnerich Massena, Inc. other | Northwest Capital Management Inc. other | Other | Jul 27, 2005 | Jun 16, 2005 |
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7 moves match.