DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Shamrock Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Michael Koch | Dai Wealth, LLC independent RIA | Shamrock Asset Management LLC independent RIA | RIA to RIA | Apr 9, 2019 | Aug 12, 2019 (125 d) |
| Michael David Erbaio | Invest Financial Corporation other | Shamrock Asset Management LLC other | Other | May 7, 2014 | May 27, 2014 |
| Thomas P Shrader | Chase Investment Services Corp. other | Shamrock Asset Management LLC other | Other | Jun 25, 2012 | Sep 19, 2012 (86 d) |
| Cord Anthony Adams | Tolleson Private Wealth Management other | Shamrock Asset Management LLC other | Other | Sep 29, 2010 | Aug 20, 2012 (691 d) |
| Kyle Michael Koch | Ria Advisors other | Shamrock Asset Management LLC other | Other | Nov 11, 2009 | Mar 27, 2013 (1232 d) |
| Jason Matthew Morton | Cain, Watters & Associates, LLC other | Shamrock Asset Management LLC other | Other | Oct 1, 2009 | Aug 22, 2012 (1056 d) |
| Todd Richard Gough | Fisher Investments other | Shamrock Asset Management LLC other | Other | Mar 4, 2003 | May 13, 2003 (70 d) |
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7 moves match.