DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Asi Wealth Management & Consulting Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Ronald Gimarelli | Osborne Partners independent RIA | Asi Wealth Management & Consulting Services mixed wealth | RIA to RIA | Feb 3, 2022 | Sep 29, 2022 (238 d) |
| Andrew David Gray | Valentine Ventures, LLC independent RIA | Asi Wealth Management & Consulting Services mixed wealth | RIA to RIA | Dec 31, 2020 | Jan 14, 2021 |
| Michael Patrick Bird | Valentine Ventures, LLC independent RIA | Asi Wealth Management & Consulting Services mixed wealth | RIA to RIA | Dec 31, 2020 | Jan 14, 2021 |
| Gregory Kenneth Swanson | Columbia River Advisors other | Asi Wealth Management & Consulting Services other | Other | Dec 22, 2017 | Apr 23, 2018 (122 d) |
| John Thomas Bellman | Charles Schwab & Co., Inc. national BD | Asi Wealth Management & Consulting Services other | Other | Apr 12, 2017 | May 2, 2017 |
| Steven Bert Wright | Stancorp Investment Advisers, Inc. other | Asi Wealth Management & Consulting Services other | Other | Aug 21, 2006 | Sep 19, 2006 |
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6 moves match.