DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sundvold Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wilson Sundvold | American Century Investments Private Client Group, Inc. BD affiliated | Sundvold Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Jul 20, 2021 |
| Richard Kevin Bartolacci | Securities America Advisors, Inc. other | Sundvold Financial other | Other | Oct 4, 2006 | Nov 13, 2006 (40 d) |
| Joshua Andrews Putnam | Voya Financial Advisors, Inc. other | Sundvold Financial other | Other | Oct 5, 2005 | Oct 4, 2005 |
| Gregory Dean Holloway | Legacy Financial Group, Inc. unclassified | Sundvold Financial other | Other | Sep 29, 2005 | Oct 27, 2005 |
| John Andrew Stewart | Waddell & Reed other | Sundvold Financial other | Other | Dec 31, 2002 | Jan 30, 2003 |
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5 moves match.