DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Raa
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce Danforth Killips | Danforth Investments unclassified | Raa other | Other | Dec 10, 2019 | Jun 27, 2001 |
| John Kevin Grady | American Financial Advisors, LLC. independent RIA | Raa independent RIA | RIA to RIA | Mar 21, 2019 | Apr 1, 2019 |
| Theodore Trottman | Osaic Fa, Inc. other | Raa other | Other | Oct 10, 2017 | Oct 16, 2017 |
| Sylvester Earl Williams | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Jill L Pivato | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Karl Scot Petersen | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 5, 2016 |
| Richard Hamilton Oldham | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Gary Jay Krasnov | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Robert Wade Mason | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 5, 2016 |
| Kenneth Daniel Mills | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 5, 2016 |
| Michelle G Yates | Maslow Wealth Advisors other | Raa other | Other | Aug 26, 2016 | Mar 1, 2017 (187 d) |
| Jesse M Reed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raa other | Other | Sep 30, 2015 | Sep 26, 2017 (727 d) |
| Joshua Michael Pinchek | Strategic Advisers LLC national BD | Raa other | Other | Sep 17, 2014 | Sep 29, 2014 |
| Richard Roper Winters | Strategic Advisers LLC national BD | Raa other | Other | May 28, 2014 | Jun 11, 2014 |
| Sally Byrd Jilek | Trend Sync unclassified | Raa other | Other | Feb 4, 2014 | May 9, 2016 (825 d) |
| Mark Douglas Rubey | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | Apr 29, 2008 |
| Robert Bryant Gecker | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | Apr 28, 2008 |
| Maria A Fuentes | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | Apr 29, 2008 |
| Rutledge Alan Gordon | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | Apr 29, 2008 |
| Jamie Michael Bloom | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | May 1, 2008 |
| Paul Anton Ochel | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | May 1, 2008 |
| Jason Stephen Dugdale | Raa Wealth Management, LLC unclassified | Raa other | Other | Apr 21, 2008 | May 27, 2008 (36 d) |
| Evan Dennis Mcgrath | Asset & Financial Planning, Ltd other | Raa independent RIA | Other | Oct 1, 2007 | Jan 8, 2019 (4117 d) |
Page 1 of 1
23 moves match.