DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Old Port Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nan Margaret PendletonRobert W. Baird & Co. Incorporated mixed wealthOld Port Advisors independent RIARIA to RIAAug 15, 2024Dec 18, 2024 (125 d)
Clifford Patrick RyanElder Planning Advisors Of Maine, Inc. otherOld Port Advisors mixed wealthOtherDec 10, 2021Sep 9, 2021
Erica Morgan BlyMorgan Stanley wirehouseOld Port Advisors otherOtherNov 16, 2016Nov 6, 2017 (355 d)
Sharon Perkins BunkerCommonwealth Financial Network national BDOld Port Advisors otherOtherMar 8, 2016Mar 31, 2017 (388 d)
Richard Atwood HarlowAmeriprise Financial Services, LLC national BDOld Port Advisors otherOtherFeb 8, 2016Feb 29, 2016
Jason Edward FosterMorgan Stanley wirehouseOld Port Advisors otherOtherJun 4, 2012May 25, 2012
James Olver FlowerMorgan Stanley wirehouseOld Port Advisors otherOtherJun 4, 2012May 25, 2012
Ben Weylin DaigleAmeriprise Financial Services, LLC national BDOld Port Advisors otherOtherNov 6, 2009Apr 7, 2011 (517 d)
Lawrence John BowlanCambridge Investment Research Advisors, Inc. otherOld Port Advisors otherOtherDec 31, 2008Apr 17, 2014 (1933 d)
Tracy Warren RogersCambridge Investment Research, Inc. unclassifiedOld Port Advisors otherOtherAug 6, 2004Nov 10, 2004 (96 d)
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10 moves match.