DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Watermark Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Edward King | Schwab Wealth Advisory, Inc. other | Watermark Asset Management, Inc. other | Other | Dec 4, 2014 | Dec 9, 2014 |
| Rosanne Costello | Charles Schwab & Co., Inc. national BD | Watermark Asset Management, Inc. other | Other | Oct 8, 2014 | Dec 8, 2014 (61 d) |
| Theodore Dau Lew | Valic Financial Advisors, Inc. other | Watermark Asset Management, Inc. other | Other | May 23, 2013 | Sep 5, 2013 (105 d) |
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3 moves match.