DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Martin Capital Advisors, Llp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacey Vincent-Flores | LPL Financial LLC BD affiliated | Martin Capital Advisors, Llp independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | Sep 26, 2024 (133 d) |
| Charles Anthony Massiatte | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Martin Capital Advisors, Llp other | Other | Mar 25, 2021 | May 7, 2021 (43 d) |
| Mauricio Sanchez | J.P. Morgan Securities LLC wirehouse | Martin Capital Advisors, Llp other | Other | May 2, 2018 | Jan 16, 2019 (259 d) |
| David Harris James | Capital Cities Asset Management Inc unclassified | Martin Capital Advisors, Llp other | Other | Apr 30, 2004 | May 19, 2004 |
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4 moves match.