DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Consulting Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Drew William Schlotter | Origin Investment Advisory LLC independent RIA | Legacy Consulting Group independent RIA | RIA to RIA | Jan 13, 2023 | Nov 16, 2023 (307 d) |
| Matthew Peter Quinn | Vicus Capital, Inc. other | Legacy Consulting Group other | Other | Jan 31, 2017 | Jun 29, 2017 (149 d) |
| Michael Kenneth Babcock | Howard Financial Services, Ltd. other | Legacy Consulting Group other | Other | Jul 31, 2014 | Dec 2, 2014 (124 d) |
| Steven Gregg Wachs | Momentum Independent Network Inc. other | Legacy Consulting Group other | Other | Dec 31, 2003 | Jan 2, 2003 |
| Roger Alan Shake | Momentum Independent Network Inc. other | Legacy Consulting Group other | Other | Dec 31, 2003 | Jan 2, 2003 |
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5 moves match.