DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• C••••••••• G••••
Legal name L••••• C• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 29, 2012 · 29 filings
SEC status approved since Apr 20, 2000
RAUM
$379M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
94%
$358M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$94.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$379M as of Mar 11, 2026
Mar 29, 2012$110M then
HNW client RAUM$349M as of Mar 11, 2026
Mar 28, 2018$136M then
State-registered IARs (5.B.3)4 as of Mar 11, 2026
Mar 29, 20120 then
Employees (5.A)4 as of Mar 11, 2026
Mar 27, 20133 then
Private funds: no history
RAUM +6.2% over the last fiscal year+12% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- $94.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $733,815derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $152M, 132 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$349M92%
- Charitable organizations$12.1M3.2%
- Individuals$8.9M2.4%
- Pension and profit-sharing plans$5.1M1.3%
- Corporations and businesses$3.4M0.9%
- Individual clients
- 57reported
- HNW clients
- 141reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 516reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $152M for 132 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• G•••• W••••Certified Financial Planner | Plano, Tx | Jan 2, 2003 | 39 y | 1 |
| R•••• A••• S••••Certified Financial Planner | Plano, Tx | Jan 2, 2003 | 29 y | 1 |
| M•••••• P•••• Q••••Chartered Financial Analyst | Plano, Tx | Jun 29, 2017 | 20 y | 2 |
| J••••••• Y•••• S••••••Certified Financial Planner | Plano, Tx | Aug 4, 2022 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D••• W•••••• S•••••••• to V••••••• A•••••••• I•••Mar 28, 2025 · RIA to affiliated broker-dealer or bank
- M•••••• K•••••• B•••••• to A•••• S•• F•••••••• L••• P•••••••• L••Apr 14, 2020 · RIA to a state-registered adviser
Joined, latest
- D••• W•••••• S•••••••• from O••••• I••••••••• A••••••• L••Nov 16, 2023 · RIA to RIA
- M•••••• P•••• Q•••• from V•••• C••••••• I•••Jun 29, 2017 · Other
- M•••••• K•••••• B•••••• from H••••• F•••••••• S•••••••• L•••Dec 2, 2014 · Other
- S••••• G•••• W•••• from M••••••• I••••••••• N•••••• I•••Jan 2, 2003 · Other
- R•••• A••• S•••• from M••••••• I••••••••• N•••••• I•••Jan 2, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• R••••• A••• · Vp/Sec/Treas.controlsince 01/1999 · owns less than 5%
- W••••• S•••••• G•••• · President, Chief Compliance Officercontrolsince 01/1999 · owns 25% to 50%
- S••••••• J•••••••• Y•••• · Trusteecontrolsince 12/2018 · owns F of S•••••• R•••••••• T••••• D•••• 1•••••••••
- S••••• R••••• A••• · Trusteecontrolsince 11/1989 · owns F of R•••• A• A•• S•••• S•••• L••••• T••••• D•••• 1••••••••• A• A•••••• O• R•••••••
- B•••••• J•••••••• K•••••••• · Membersince 01/2021 · owns 5% to 10%
- Q••••• M••••••• P•••• · Membersince 01/2021 · owns 5% to 10%
Entity owners
- R•••• A• A•• S•••• S•••• L••••• T••••• D•••• 1••••••••• A• A•••••• O• R••••••• · Memberdirect · owns 25% to 50%
- S•••••• R•••••••• T••••• D•••• 1••••••••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- P••••••• S••••••••• I•••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plano, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- State-registered IARs · 5 to 4Mar 20, 2025 to Mar 11, 2026
- Employees · 5 to 4Mar 20, 2025 to Mar 11, 2026
- Accounts · 513 to 516Mar 20, 2025 to Mar 11, 2026
- Advisory employees · 2 to 4Mar 20, 2025 to Mar 11, 2026
- Charity clients · 3 to 2Mar 20, 2025 to Mar 11, 2026
- HNW clients · 119 to 141Mar 20, 2025 to Mar 11, 2026
- Individual clients · 42 to 57Mar 20, 2025 to Mar 11, 2026
- Assets in custody · $107M to $152MMar 20, 2025 to Mar 11, 2026
- Discretionary RAUM · $344M to $366MMar 20, 2025 to Mar 11, 2026
- HNW RAUM · $327M to $349MMar 20, 2025 to Mar 11, 2026
- Individual RAUM · $8.4M to $8.9MMar 20, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $12.5M to $12.4MMar 20, 2025 to Mar 11, 2026
- Pension RAUM · $4.2M to $5.1MMar 20, 2025 to Mar 11, 2026
- RAUM · $356M to $379MMar 20, 2025 to Mar 11, 2026
- Accounts · 518 to 513Mar 26, 2024 to Mar 20, 2025
- Charity clients · 4 to 3Mar 26, 2024 to Mar 20, 2025
- Corporate clients · 3 to 2Mar 26, 2024 to Mar 20, 2025
- HNW clients · 123 to 119Mar 26, 2024 to Mar 20, 2025
- Individual clients · 40 to 42Mar 26, 2024 to Mar 20, 2025
- Assets in custody · $25.9M to $107MMar 26, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Mar 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $304M to $344MMar 26, 2024 to Mar 20, 2025
- HNW RAUM · $292M to $327MMar 26, 2024 to Mar 20, 2025
- Individual RAUM · $6.4M to $8.4MMar 26, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $12.3M to $12.5MMar 26, 2024 to Mar 20, 2025
- Pension RAUM · $3.5M to $4.2MMar 26, 2024 to Mar 20, 2025
- RAUM · $317M to $356MMar 26, 2024 to Mar 20, 2025
- Accounts · 509 to 518Dec 8, 2023 to Mar 26, 2024
- Corporate clients · 1 to 3Dec 8, 2023 to Mar 26, 2024
- HNW clients · 120 to 123Dec 8, 2023 to Mar 26, 2024
- Assets in custody · $93.0M to $25.9MDec 8, 2023 to Mar 26, 2024
- Employees · 4 to 5Dec 8, 2023 to Mar 26, 2024
- State-registered IARs · 4 to 5Dec 8, 2023 to Mar 26, 2024
- Discretionary RAUM · $257M to $304MDec 8, 2023 to Mar 26, 2024
- HNW RAUM · $248M to $292MDec 8, 2023 to Mar 26, 2024
- Individual RAUM · $5.9M to $6.4MDec 8, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $12.0M to $12.3MDec 8, 2023 to Mar 26, 2024
- Pension RAUM · $2.8M to $3.5MDec 8, 2023 to Mar 26, 2024
- RAUM · $269M to $317MDec 8, 2023 to Mar 26, 2024
- Accounts · 512 to 509Aug 4, 2022 to Mar 28, 2023
Signals
2 dated events
- D••• W•••••• S•••••••• left L••••• C••••••••• G•••• for V••••••• A•••••••• I••• (registered 2025-07-29)Mar 28, 2025 · Advisor changed firm · fact
- Young Jennifer Schmitt (Trustee) appeared on Schedule A of L••••• C••••••••• G••••Feb 9, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 972-599-4750reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legacy-consulting-group-tx?v=1reportedpublic record, Form ADV, Sep 18, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-599-4750reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026