DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ladenburg Thalmann Asset Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Patrick BarrettEquitable Advisors, LLC national BDLadenburg Thalmann Asset Management Inc mixed wealthAffiliated broker-dealer or bank to independent RIAJul 8, 2025Oct 15, 2025 (99 d)
Adam Joseph CabibiCarter, Terry & Company, Inc. independent RIALadenburg Thalmann Asset Management Inc mixed wealthRIA to RIAAug 5, 2024Jul 25, 2024
Belfield Howell CarterCarter, Terry & Company, Inc. independent RIALadenburg Thalmann Asset Management Inc mixed wealthRIA to RIAJul 25, 2024Jul 24, 2024
Fred Paul BoyOsaic Institutions, Inc. BD affiliatedLadenburg Thalmann Asset Management Inc mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2023Nov 10, 2023
Dan DaleyFidelity Personal And Workplace Advisors BD affiliatedLadenburg Thalmann Asset Management Inc mixed wealthAffiliated broker-dealer or bank to independent RIANov 15, 2023Nov 15, 2023
Robert Nathan SchafferAndrew Garrett, Inc. independent RIALadenburg Thalmann Asset Management Inc mixed wealthRIA to RIAMay 19, 2022Apr 28, 2022
Joseph P TumminelliOppenheimer & Co. Inc. BD affiliatedLadenburg Thalmann Asset Management Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2020Dec 3, 2020
John Douglas BaxleySsn Advisory, Inc. BD affiliatedLadenburg Thalmann Asset Management Inc otherOtherDec 31, 2018Jan 10, 2017
Thomas KruegerVfg Advisors, Inc. otherLadenburg Thalmann Asset Management Inc otherOtherApr 5, 2017Apr 5, 2017
Charles Anthony AronicaCitigroup Global Markets Inc. otherLadenburg Thalmann Asset Management Inc otherOtherMay 6, 2016May 12, 2016
Christopher Decker MarlarGilford Financial Corp. otherLadenburg Thalmann Asset Management Inc otherOtherOct 15, 2015Oct 16, 2015
Todd Evan MelilloFinancial West Group otherLadenburg Thalmann Asset Management Inc otherOtherNov 14, 2012Oct 26, 2012
Shannon Margaret BeahanBrecek & Young Advisors, Inc. otherLadenburg Thalmann Asset Management Inc otherOtherMay 14, 2012May 17, 2012
Corey FrancoLadenburg Thalmann Fund Management LLC no RAUMLadenburg Thalmann Asset Management Inc otherOtherDec 31, 2011Jan 5, 2011
Bruce Adam SilverDominick & Dominick LLC otherLadenburg Thalmann Asset Management Inc otherOtherDec 23, 2009Dec 18, 2009
Skip A AmesThe Concord Equity Group, LLC unclassifiedLadenburg Thalmann Asset Management Inc otherOtherApr 27, 2007Jun 4, 2009 (769 d)
Joanna KimCiticorp Investment Services unclassifiedLadenburg Thalmann Asset Management Inc otherOtherMar 14, 2007Apr 24, 2007 (41 d)
Peter John OrthFirst Allied Securities, Inc. otherLadenburg Thalmann Asset Management Inc otherOtherOct 19, 2005Oct 20, 2005
Oksana PoznakhovskaMorgan Stanley Dw Inc. unclassifiedLadenburg Thalmann Asset Management Inc otherOtherSep 1, 2005Oct 2, 2015 (3683 d)
Matthew Brice KenastonWells Fargo Investments, LLC unclassifiedLadenburg Thalmann Asset Management Inc otherOtherMay 4, 2005Apr 26, 2005
Philip Salvatore BlancatoPowelljohnson unclassifiedLadenburg Thalmann Asset Management Inc otherOtherAug 24, 2004Jul 13, 2005 (323 d)
Jaime Lynn DesmondPowelljohnson unclassifiedLadenburg Thalmann Asset Management Inc otherOtherAug 24, 2004Sep 10, 2004
Stuart Andrew McgeoughAmeriprise Financial Services, LLC national BDLadenburg Thalmann Asset Management Inc otherOtherMar 10, 2004Jul 23, 2004 (135 d)
Matthew William CrafaQuick & Reilly, Inc. unclassifiedLadenburg Thalmann Asset Management Inc otherOtherJan 29, 2004Mar 23, 2004 (54 d)
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24 moves match.