DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at New Century Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carla R Matrisciano | Wells Fargo Advisors wirehouse | New Century Asset Management, Inc. other | Other | Aug 9, 2011 | Jan 25, 2012 (169 d) |
| Gregory Matthew Pizzano | Gmp Asset Management, LLC unclassified | New Century Asset Management, Inc. other | Other | Jul 22, 2003 | Oct 21, 2002 |
Page 1 of 1
2 moves match.