DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capstone Financial Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Drew Hansen | Wells Fargo Advisors wirehouse | Capstone Financial Advisors Inc independent RIA | Wirehouse to independent RIA | Sep 22, 2023 | Sep 26, 2023 |
| Nicholas Stephen Reed | Securities America Advisors, Inc. BD affiliated | Capstone Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | May 10, 2023 |
| John Timothy Koenig | Boyum Wealth Architects LLC independent RIA | Capstone Financial Advisors Inc independent RIA | RIA to RIA | Sep 19, 2017 | Feb 7, 2024 (2332 d) |
| Aldo Salvatore Vultaggio | Aepg Wealth Strategies other | Capstone Financial Advisors Inc other | Other | Jul 30, 2016 | Sep 23, 2016 (55 d) |
| Robert John Wootton | Usaa Financial Planning Services no RAUM | Capstone Financial Advisors Inc other | Other | Mar 13, 2014 | Mar 28, 2014 |
| Jeremy Richard Johnson | Whitnell & Co other | Capstone Financial Advisors Inc other | Other | Dec 12, 2011 | Dec 16, 2011 |
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6 moves match.