DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mfp Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Michael Gabrielian | Morgan Stanley wirehouse | Mfp Strategies other | Other | Nov 27, 2012 | Nov 27, 2012 |
| Denise Louise Kowitz | Equitable Advisors, LLC national BD | Mfp Strategies other | Other | Feb 19, 2008 | Nov 12, 2008 (267 d) |
| Thomas Glenn Rutherford | Albemarle unclassified | Mfp Strategies other | Other | Jul 26, 2007 | Jul 20, 2006 |
| Kara E Schrank | M Holdings Securities, Inc. other | Mfp Strategies other | Other | Jul 14, 2006 | Apr 21, 2010 (1377 d) |
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4 moves match.