DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ascension Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Warren FarleyCambridge Investment Research Advisors, Inc. BD affiliatedAscension Capital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2025May 17, 2025
Jon Holman MooresWoodbury Financial Services, Inc. BD affiliatedAscension Capital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2023Jan 24, 2024 (112 d)
Emily Russo WallsUBS Financial Services Inc. wirehouseAscension Capital Advisors, Inc. independent RIAWirehouse to independent RIAJun 9, 2020Apr 16, 2021 (311 d)
David Hamilton BeldingSage Harbor Advisors, Inc. otherAscension Capital Advisors, Inc. otherOtherMar 27, 2018Mar 22, 2018
Jordan Davis MathewsSage Harbor Advisors, Inc. otherAscension Capital Advisors, Inc. otherOtherJul 7, 2016Jul 29, 2016
Paul Bundy ThompsonStrategic Advisers LLC national BDAscension Capital Advisors, Inc. otherOtherNov 7, 2014Oct 15, 2015 (342 d)
John Robert LovettSan Jacinto Investment Management & Consulting, LLC no RAUMAscension Capital Advisors, Inc. otherOtherDec 31, 2013Sep 25, 2013
Milton Dale ThielAmerican General Securities Incorporated unclassifiedAscension Capital Advisors, Inc. otherOtherMar 10, 2005Jan 5, 2006 (301 d)
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8 moves match.