DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Keeler Thomas Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathaniel Eugene Evans | Sagepoint Financial, Inc. BD affiliated | Keeler Thomas Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2018 | Sep 5, 2018 |
| James Austin Duke | Morgan Stanley wirehouse | Keeler Thomas Management LLC other | Other | Oct 5, 2012 | Jan 3, 2014 (455 d) |
| Ronald Daniel Sklar | Sagepoint Financial, Inc. other | Keeler Thomas Management LLC other | Other | Mar 31, 2009 | Jan 8, 2008 |
| Amy J Marty | Wells Fargo Investments, LLC unclassified | Keeler Thomas Management LLC other | Other | Apr 19, 2007 | Apr 20, 2007 |
| Shane Parker Christiansen | Hornor, Townsend & Kent, LLC other | Keeler Thomas Management LLC other | Other | Nov 25, 2003 | Feb 15, 2005 (448 d) |
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5 moves match.