DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Highland Private Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kaylee Marie TurinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHighland Private Wealth Management independent RIAWirehouse to independent RIAMar 29, 2022Apr 11, 2022
Saloni GuptaAmeriprise Financial Services, LLC national BDHighland Private Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2021May 14, 2021 (53 d)
Michael Lee MilojevichCornerstone Advisors Inc independent RIAHighland Private Wealth Management independent RIARIA to RIAOct 7, 2019Aug 20, 2019
Betsy Joann ColeNewground Social Investment otherHighland Private Wealth Management independent RIAOtherJun 21, 2019Jun 19, 2019
Rebecca MilesInvesco Managed Accounts, LLC otherHighland Private Wealth Management independent RIAOtherMay 28, 2019Jun 26, 2019
Benjamin WicksCornerstone Advisors Inc otherHighland Private Wealth Management otherOtherOct 4, 2016Nov 29, 2016 (56 d)
Jeffrey Norman PowellLnw otherHighland Private Wealth Management otherOtherApr 12, 2013Apr 22, 2013
Benjamin Richard JohnsonLnw otherHighland Private Wealth Management otherOtherMay 23, 2011Mar 27, 2012 (309 d)
Colleen KroegerLnw otherHighland Private Wealth Management otherOtherApr 2, 2007Mar 27, 2012 (1821 d)
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9 moves match.