DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Envestnet Portfolio Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Shriber | Directed Services LLC other | Envestnet Portfolio Solutions, Inc. other | Other | Dec 1, 2010 | Oct 4, 2011 (307 d) |
| Robert Lee Vines | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Envestnet Portfolio Solutions, Inc. other | Other | Oct 12, 2010 | Oct 28, 2010 |
| Kipp Richard Cormier | Family Wealth Architects LLC state registered | Envestnet Portfolio Solutions, Inc. other | Other | Jul 20, 2009 | Jul 20, 2011 (730 d) |
| Mark David Balfour | Putnam Investment Management, LLC other | Envestnet Portfolio Solutions, Inc. other | Other | Feb 18, 2009 | Aug 18, 2011 (911 d) |
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4 moves match.