DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Focus Investment Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amber Renee Restine | LPL Financial LLC other | Focus Investment Advisors, Inc other | Other | Oct 28, 2015 | Nov 17, 2011 |
| Frank Mario Amelio | 1st Global Advisors Inc other | Focus Investment Advisors, Inc other | Other | Jun 3, 2013 | Aug 6, 2013 (64 d) |
| David Everett Lam | Edward Jones national BD | Focus Investment Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2011 | Nov 27, 2018 (2589 d) |
| Andrew Yorisato Wasa | Girard Securities, Inc. other | Focus Investment Advisors, Inc other | Other | Oct 4, 2011 | Dec 5, 2012 (428 d) |
| Henry Joseph Ferry | Girard Securities, Inc. other | Focus Investment Advisors, Inc other | Other | Oct 4, 2011 | Dec 5, 2012 (428 d) |
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5 moves match.