DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pinnacle Associates, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam C ArmstrongWithum Wealth Management independent RIAPinnacle Associates, Ltd. mixed wealthRIA to RIAAug 4, 2025Dec 5, 2024
Christopher CochranMorgan Stanley wirehousePinnacle Associates, Ltd. mixed wealthWirehouse to independent RIAJun 6, 2025Oct 9, 2025 (125 d)
Amy L PastorinoMorgan Stanley wirehousePinnacle Associates, Ltd. mixed wealthWirehouse to independent RIAJul 30, 2024Sep 3, 2024 (35 d)
William Ernest SizemoreInvestment Management Of Virginia, LLC independent RIAPinnacle Associates, Ltd. mixed wealthRIA to RIADec 11, 2023May 18, 2023
Joseph Cornelius GodseyInvestment Management Of Virginia, LLC independent RIAPinnacle Associates, Ltd. mixed wealthRIA to RIADec 11, 2023May 18, 2023
Thomas Friedich NeuhausInvestment Management Of Virginia, LLC independent RIAPinnacle Associates, Ltd. mixed wealthRIA to RIADec 11, 2023May 18, 2023
Reginald George PickralInvestment Management Of Virginia, LLC independent RIAPinnacle Associates, Ltd. mixed wealthRIA to RIADec 11, 2023May 18, 2023
Richard Alan RosenSatucket Capital Management, LLC unclassifiedPinnacle Associates, Ltd. mixed wealthOtherJan 7, 2019Jul 24, 2018
George Jennings McveyDynamis Advisors, LLC no RAUMPinnacle Associates, Ltd. mixed wealthOtherMay 17, 2016May 18, 2023 (2557 d)
John Holmes BocockDynamis Advisors, LLC no RAUMPinnacle Associates, Ltd. mixed wealthOtherMay 17, 2016May 18, 2023 (2557 d)
Timothy Joseph PiacentiniWithum Wealth Management otherPinnacle Associates, Ltd. otherOtherNov 9, 2012Jan 30, 2014 (447 d)
Gregg R. EvangelistBaxter Investment Management otherPinnacle Associates, Ltd. otherOtherMar 3, 2009Aug 11, 2009 (161 d)
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12 moves match.