DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealthspire Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blake Ryan BarrFidelity Personal And Workplace Advisors BD affiliatedWealthspire Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2024Jun 27, 2024
Ryan Charles MooreCambridge Investment Research Advisors, Inc. BD affiliatedWealthspire Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2022Dec 5, 2022 (45 d)
Lisa Victoria GrahamWells Fargo Advisors wirehouseWealthspire Advisors independent RIAWirehouse to independent RIASep 23, 2022Dec 1, 2022 (69 d)
Sean Andrew HeymanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWealthspire Advisors independent RIAWirehouse to independent RIAJun 10, 2022Jun 21, 2022
John F ThielCambridge Investment Research Advisors, Inc. BD affiliatedWealthspire Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2019Apr 18, 2019 (49 d)
Sheila Mie SchroederMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Stephen Atwood KeplerMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Mary Louise BallinMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Sabrina Francis LowellMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
T. Steven BrantonMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Elizabeth Lawrence RevenkoMosaic Financial Partners, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAOct 19, 2018Oct 11, 2018
Julie Ann BackLakeview Financial Group LLC otherWealthspire Advisors otherOtherApr 18, 2018Jan 2, 2018
Briana Kelly KeydelLakeview Financial Group LLC otherWealthspire Advisors otherOtherApr 18, 2018Jan 2, 2018
George Robert LaneLakeview Financial Group LLC otherWealthspire Advisors otherOtherApr 18, 2018Jan 2, 2018
Robert Jon Stamps BradfordMorgan Stanley wirehouseWealthspire Advisors otherOtherFeb 21, 2017Mar 8, 2017
Ralph Gregory LatzaPlan[Real] unclassifiedWealthspire Advisors otherOtherMar 18, 2010Oct 9, 2012 (936 d)
Charles Merryman PyferFriedman & Associates unclassifiedWealthspire Advisors otherOtherDec 31, 2008Nov 20, 2012 (1420 d)
Sarah Elizabeth Harkness WotherspoonFriedman & Associates unclassifiedWealthspire Advisors otherOtherDec 31, 2008Oct 10, 2012 (1379 d)
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18 moves match.