DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ciccarelli Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lynn Ann FerrainaFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jan 9, 1996
Paul Frank CiccarelliFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Feb 3, 1993
Jill Ciccarelli RappsFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jan 24, 1994
Steven Troy MerkelFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Sep 10, 2012
Samantha R WebsterFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Sep 10, 2012
Jasen Michael GilbertFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jun 25, 2010
Anthony Joseph CuratoloFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jan 29, 1997
Christopher L LafountainFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherApr 12, 2018Jun 23, 2015
Jason Allen BaumFsc Securities Corporation otherCiccarelli Advisory Services Inc otherOtherJul 6, 2015Jul 15, 2013
Judith G Alexander-WasleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCiccarelli Advisory Services Inc otherOtherMar 12, 2012Sep 10, 2012 (182 d)
Dustin Carl RinaldiFsc Securities Corporation otherCiccarelli Advisory Services Inc otherOtherSep 30, 2011Jun 20, 2008
Wesley A ThompsonWells Fargo Advisors wirehouseCiccarelli Advisory Services Inc otherOtherJan 7, 2010Jun 21, 2010 (165 d)
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12 moves match.