DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cfo Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Randall Peters | Carroll Financial Associates Inc independent RIA | Cfo Capital Management, LLC independent RIA | RIA to RIA | Nov 1, 2021 | Nov 2, 2021 |
| Joseph Anthony Tatusko | Private Advisor Group, LLC independent RIA | Cfo Capital Management, LLC independent RIA | RIA to RIA | Dec 18, 2018 | Nov 13, 2018 |
| Susan K Roth | Planmember Securities Corporation other | Cfo Capital Management, LLC independent RIA | Other | Jan 5, 2017 | Jan 30, 2019 (755 d) |
| Samuel Kent Van Allen | Westport Resources Management Inc other | Cfo Capital Management, LLC other | Other | Dec 24, 2016 | Apr 22, 2010 |
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4 moves match.