DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Petersen Hastings Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Susan L. LarsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePetersen Hastings Wealth Advisors, Inc. independent RIAWirehouse to independent RIAJun 13, 2023Oct 15, 2024 (490 d)
Rachel Elizabeth ChackoCarlson Capital Management, LLC independent RIAPetersen Hastings Wealth Advisors, Inc. independent RIARIA to RIAJun 29, 2022Jul 20, 2022
John Stirn KeyesCetera Investment Advisers LLC BD affiliatedPetersen Hastings Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2019Feb 18, 2020 (67 d)
Jason W PlemonsWaddell & Reed otherPetersen Hastings Wealth Advisors, Inc. independent RIAOtherFeb 27, 2017Aug 24, 2018 (543 d)
Ben Clark TankeSteward Partners Investment Solutions, LLC otherPetersen Hastings Wealth Advisors, Inc. otherOtherOct 5, 2015Oct 14, 2016 (375 d)
Jay Dee LakeWealth Asset Managers otherPetersen Hastings Wealth Advisors, Inc. otherOtherSep 25, 2002Sep 24, 2002
Bruce Ward BilleterWealth Asset Managers otherPetersen Hastings Wealth Advisors, Inc. otherOtherSep 25, 2002Sep 24, 2002
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7 moves match.