DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pricewaterhousecoopers Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Christopher Suchanick | Capital & Security Management Inc other | Pricewaterhousecoopers Investment Advisers LLC no RAUM | Other | Jan 9, 2006 | Dec 8, 2005 |
| Daniel Ronie Foster | Ronald Blue & Co., LLC other | Pricewaterhousecoopers Investment Advisers LLC no RAUM | Other | Sep 30, 2004 | Dec 2, 2004 (63 d) |
| Michael Domenic Finelli | Bny Mellon Advisors, Inc. other | Pricewaterhousecoopers Investment Advisers LLC no RAUM | Other | May 27, 2003 | Nov 19, 2003 (176 d) |
| Lynnette Diane Okwuonu | Cetera Investment Advisers LLC other | Pricewaterhousecoopers Investment Advisers LLC no RAUM | Other | Sep 11, 2002 | Sep 19, 2002 |
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4 moves match.