DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kornitzer Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James C Shay | UBS Financial Services Inc. wirehouse | Kornitzer Capital Management, Inc. mixed wealth | Wirehouse to independent RIA | Jan 13, 2023 | Oct 26, 2023 (286 d) |
| Matthew Dwayne Ison | Rubinbrown Advisors LLC independent RIA | Kornitzer Capital Management, Inc. mixed wealth | RIA to RIA | Jun 15, 2021 | Jun 17, 2021 |
| Christopher Crawford | Invesco Advisers, Inc. other | Kornitzer Capital Management, Inc. other | Other | Jan 16, 2018 | Mar 8, 2018 (51 d) |
| Nathaniel Timothy Soulis | Country Club Financial Services, Inc. other | Kornitzer Capital Management, Inc. mixed wealth | Other | Feb 29, 2012 | Jul 1, 2021 (3410 d) |
| John Alan Shepley | Tom Johnson Investment Management, LLC other | Kornitzer Capital Management, Inc. other | Other | Apr 11, 2005 | Jun 6, 2005 (56 d) |
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5 moves match.