DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vantage Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander A Tran | Genter Capital Management independent RIA | Vantage Wealth independent RIA | RIA to RIA | Dec 8, 2021 | Nov 12, 2021 |
| Mary Elizabeth Storjohann | Morgan Stanley & Co. LLC unclassified | Vantage Wealth other | Other | Oct 2, 2007 | Nov 19, 2007 (48 d) |
| Casey Donald Grigg | Gould Asset Management LLC other | Vantage Wealth other | Other | Jul 21, 2004 | Aug 9, 2004 |
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3 moves match.