DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arbor Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Robert Knell | Cuso Financial Services, L.P. BD affiliated | Arbor Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 2, 2022 |
| Paul Jacob Hurley | Cuso Financial Services, L.P. BD affiliated | Arbor Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 2, 2022 |
| Dave Mappala Valdez | Td Ameritrade, Inc. no RAUM | Arbor Capital Management Inc independent RIA | Other | Dec 7, 2021 | Dec 22, 2021 |
| Ty Schommer | Wells Fargo Advisors wirehouse | Arbor Capital Management Inc other | Other | Feb 19, 2013 | Feb 15, 2013 |
| Matthew Blair Kolesky | Charles Schwab & Co., Inc. national BD | Arbor Capital Management Inc other | Other | Jan 6, 2004 | Feb 23, 2004 (48 d) |
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5 moves match.