DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Madison Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Scott RossTruepoint, Inc. independent RIAMadison Wealth Management independent RIARIA to RIAFeb 17, 2021Mar 26, 2021 (37 d)
Michael Robert ReedGreystone Investment Management, LLC independent RIAMadison Wealth Management independent RIARIA to RIAJan 7, 2019Jan 17, 2019
Sally Humphrey DempseyGreystone Investment Management, LLC independent RIAMadison Wealth Management independent RIARIA to RIAJan 7, 2019Jan 17, 2019
Heather Mcmichael MolloyAvantax Advisory Services BD affiliatedMadison Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2018Jan 17, 2019 (66 d)
Robert Estel CopelandUsaa Financial Planning Services no RAUMMadison Wealth Management otherOtherMay 11, 2017Jun 6, 2017
Dawn Ellen DoeblerFerguson-Johnson Wealth Management, Inc. otherMadison Wealth Management otherOtherAug 8, 2013Sep 16, 2013 (39 d)
Joseph Clifford HackTd Ameritrade, Inc. no RAUMMadison Wealth Management otherOtherJul 23, 2004Oct 15, 2004 (84 d)
Page 1 of 1
7 moves match.