DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Firstrust
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Alan Sirota | Commonwealth Financial Network national BD | Firstrust independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2020 | Jul 22, 2020 (78 d) |
| Maria Soledad Mancheno Norin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Firstrust other | Other | Jul 20, 2016 | Mar 22, 2017 (245 d) |
| Jonathan Michael Fortin | Goldman Sachs Wealth Services, L.P. other | Firstrust other | Other | Feb 24, 2014 | Mar 27, 2014 (31 d) |
| Michael S Sava | Henssler Financial other | Firstrust other | Other | Feb 7, 2013 | Feb 10, 2014 (368 d) |
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4 moves match.