DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at U.S. Bancorp Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen Lynn Stevison | Fred Alger Management, LLC other | U.S. Bancorp Asset Management, Inc. other | Other | Aug 14, 2009 | Nov 16, 2010 (459 d) |
| Kevin William Campbell | Lincoln Financial Distributors, Inc. unclassified | U.S. Bancorp Asset Management, Inc. other | Other | Jun 8, 2009 | Nov 17, 2010 (527 d) |
| Ryan Patrick Dwyer | New England Securities Corporation other | U.S. Bancorp Asset Management, Inc. other | Other | Jul 9, 2003 | Oct 28, 2010 (2668 d) |
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3 moves match.