DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sterling Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael John Henzes | Sei Investments Management Corp other | Sterling Financial Advisors, LLC other | Other | Apr 23, 2008 | Sep 9, 2008 (139 d) |
| Matthew R Langdon | Geneos Wealth Management, Inc. other | Sterling Financial Advisors, LLC other | Other | Dec 31, 2006 | Jan 3, 2007 |
| Elizabeth Mary Gallen Mastromarino | Walnut Street Advisers Inc unclassified | Sterling Financial Advisors, LLC other | Other | Aug 17, 2006 | Apr 3, 2002 |
| Laurie Michele Peer | Walnut Street Advisers Inc unclassified | Sterling Financial Advisors, LLC other | Other | Jul 25, 2003 | Apr 3, 2002 |
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4 moves match.