DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mariner Institutional, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Louis NothnagelMariner BD affiliatedMariner Institutional, LLC institutionalOtherJan 30, 2026Nov 6, 2024
Christopher John RiversFirst National Advisors LLC independent RIAMariner Institutional, LLC otherOtherJan 13, 2026Feb 19, 2026 (37 d)
Kenneth George SeropianFirst National Advisors LLC independent RIAMariner Institutional, LLC otherOtherJan 13, 2026Mar 26, 2026 (72 d)
Adam M DietzFourth Street Performance Partners, Inc. otherMariner Institutional, LLC institutionalOtherApr 24, 2024Jun 2, 2024 (39 d)
David Franklin KingFourth Street Performance Partners, Inc. otherMariner Institutional, LLC institutionalOtherApr 24, 2024Sep 10, 2024 (139 d)
Jorge Ricardo FrigulsNewport Group Consulting, LLC institutionalMariner Institutional, LLC institutionalOtherJul 25, 2022Jul 10, 2024 (716 d)
Daniel Vancleve JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMariner Institutional, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 3, 2008Nov 4, 2008 (154 d)
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7 moves match.