DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compass Capital Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Francis Coyne | B. Riley Wealth Advisors, Inc. BD affiliated | Compass Capital Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2022 | Jan 12, 2022 |
| Seth Chadwick | Truist Advisory Services, Inc. BD affiliated | Compass Capital Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2019 | Feb 22, 2019 |
| Maria Cornelia Kondracki Dwyer | MML Investors Services, LLC BD affiliated | Compass Capital Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Dec 3, 2018 (40 d) |
| Samuel Lee Williams | Stifel, Nicolaus & Company, Incorporated national BD | Compass Capital Corporation other | Other | Mar 6, 2018 | Mar 6, 2018 |
| Scott Stephen Chaisson | Capital Guardian Wealth Management, LLC other | Compass Capital Corporation other | Other | Nov 24, 2014 | Aug 6, 2015 (255 d) |
| Paul Francis Buckley | Eastern Point Advisors Inc. unclassified | Compass Capital Corporation other | Other | Dec 9, 2003 | Jan 16, 2004 (38 d) |
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6 moves match.