DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Squar Milner Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael T Janis | Madison Avenue Securities, LLC independent RIA | Squar Milner Financial Services, LLC independent RIA | RIA to RIA | Sep 20, 2019 | Sep 24, 2019 |
| John Thomas Harrington | Private Asset Management Inc independent RIA | Squar Milner Financial Services, LLC independent RIA | RIA to RIA | Dec 17, 2018 | Dec 18, 2018 |
| Jeffrey Halbert | Raymond James Financial Services Advisors, Inc BD affiliated | Squar Milner Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2018 | Feb 12, 2018 |
| Michael Anthony Dellisant | J.P. Morgan Securities LLC wirehouse | Squar Milner Financial Services, LLC other | Other | Oct 12, 2017 | Sep 29, 2017 |
| David Levin | J.P. Morgan Securities LLC wirehouse | Squar Milner Financial Services, LLC independent RIA | Wirehouse to independent RIA | Oct 12, 2017 | Nov 8, 2018 (392 d) |
| Scott Craig Burack | Cetera Advisor Networks LLC other | Squar Milner Financial Services, LLC other | Other | Aug 23, 2017 | Aug 16, 2017 |
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6 moves match.