DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Greystone Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian James Hays | LPL Financial LLC other | Greystone Financial Group, Inc. other | Other | Aug 27, 2013 | Sep 30, 2013 (34 d) |
| David Christopher Walkup | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Greystone Financial Group, Inc. other | Other | Jan 8, 2013 | Jan 11, 2013 |
| Brian A Stone | Key Investment Services LLC other | Greystone Financial Group, Inc. other | Other | Jul 31, 2012 | Oct 14, 2013 (440 d) |
| William Leonard Berlin | J2 Capital Management, Inc. other | Greystone Financial Group, Inc. other | Other | Nov 14, 2011 | Dec 6, 2011 |
| Mei Tin Cheung | Freedom One Investment Advisors, Inc. other | Greystone Financial Group, Inc. other | Other | Nov 19, 2010 | Dec 18, 2012 (760 d) |
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5 moves match.