DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Planning Capital Management Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Arden Emery | The Marshall Financial Group, Inc independent RIA | Planning Capital Management Corp. independent RIA | RIA to RIA | Apr 7, 2021 | Mar 31, 2021 |
| Paul Cooke Mcclatchy | Sterling Investment Advisors Ltd. independent RIA | Planning Capital Management Corp. independent RIA | RIA to RIA | Jan 26, 2019 | Nov 22, 2019 (300 d) |
| Christine Barbra Stefanski | LPL Financial LLC other | Planning Capital Management Corp. other | Other | Aug 2, 2010 | Jun 28, 2012 (696 d) |
| Francis Matthew Manella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Planning Capital Management Corp. other | Other | Feb 11, 2009 | Aug 10, 2010 (545 d) |
| Jay Dixon Ahlbeck | Mutual Service Corporation unclassified | Planning Capital Management Corp. other | Other | Jun 12, 2006 | Jun 30, 2008 (749 d) |
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5 moves match.