DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heritage Investment Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeff D Realejo | Sentinel Pension Advisors, LLC. other | Heritage Investment Group, Inc. other | Other | Jul 22, 2016 | Nov 9, 2017 (475 d) |
| Nicklaus Brandon Mattingly | Ernst & Young Investment Advisers Llp no RAUM | Heritage Investment Group, Inc. other | Other | Apr 8, 2014 | Apr 28, 2014 |
| Erik Olin Johnson | Edward Jones national BD | Heritage Investment Group, Inc. other | Other | Mar 31, 2011 | Apr 28, 2011 |
| Stacy Lee Bliss | Charles Schwab & Co., Inc. national BD | Heritage Investment Group, Inc. other | Other | Nov 28, 2006 | Jan 4, 2007 (37 d) |
| Timothy Glenn Slattery | Heritage Institutional Advisors, LLC unclassified | Heritage Investment Group, Inc. other | Other | Oct 24, 2006 | Oct 12, 2004 |
| Craig Chih-Hsin Chuang | Charles Schwab & Co., Inc. national BD | Heritage Investment Group, Inc. other | Other | Apr 24, 2006 | May 30, 2006 (36 d) |
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6 moves match.