DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rnp Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Jeffrey May | Charles Schwab & Co., Inc. national BD | Rnp Advisory Services, Inc. other | Other | Jul 28, 2015 | Nov 23, 2016 (484 d) |
| Lee Michael Murphy | Securian Financial Services, Inc. other | Rnp Advisory Services, Inc. other | Other | Nov 18, 2014 | Nov 20, 2014 |
| Glen Jared Davenport | Eplanning Advisors Inc unclassified | Rnp Advisory Services, Inc. other | Other | Jan 14, 2009 | Apr 9, 2012 (1181 d) |
| Tracy Lee Newquist | LPL Financial LLC other | Rnp Advisory Services, Inc. other | Other | Feb 7, 2006 | Jun 22, 2006 (135 d) |
| Daniel Thomas Newquist | LPL Financial LLC other | Rnp Advisory Services, Inc. other | Other | Mar 31, 2005 | Jun 22, 2006 (448 d) |
| Brenda Leigh Friederich | Ameriprise Financial Services, LLC national BD | Rnp Advisory Services, Inc. other | Other | Sep 3, 2003 | Sep 22, 2004 (385 d) |
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6 moves match.