DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Charter Advisory Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Charles HobbsLPL Financial LLC independent RIACharter Advisory Corporation independent RIARIA to RIANov 7, 2018Jul 26, 2018
Broderic Charles SchoenCambridge Investment Research Advisors, Inc. otherCharter Advisory Corporation independent RIAOtherSep 21, 2016Sep 7, 2016
Lowell Emerson DeverBeam Wealth Advisors, Inc. otherCharter Advisory Corporation independent RIAOtherOct 2, 2015Oct 2, 2015
Sina Mary NowakKovack Advisors, Inc. otherCharter Advisory Corporation independent RIAOtherJun 3, 2015Jul 9, 2015 (36 d)
Michael Anthony TavelLPL Financial LLC otherCharter Advisory Corporation independent RIAOtherMar 27, 2013Jun 3, 2011
Antenielle Marie BellEdward Jones national BDCharter Advisory Corporation independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2012Jun 7, 2012
Douglas Robert SweetMidwest Financial Advisors, Inc. unclassifiedCharter Advisory Corporation independent RIAOtherOct 7, 2009Aug 27, 2009
Randall Eugene HarrisonMutual Service Corporation unclassifiedCharter Advisory Corporation independent RIAOtherOct 7, 2009Aug 27, 2009
Angie D TrandaiLPL Financial LLC otherCharter Advisory Corporation independent RIAOtherSep 22, 2009Oct 1, 2009
David Patrick DamaskaMutual Service Corporation unclassifiedCharter Advisory Corporation independent RIAOtherSep 8, 2009Sep 17, 2009
Kevin Michael PowersMutual Service Corporation unclassifiedCharter Advisory Corporation independent RIAOtherSep 8, 2009Oct 1, 2009
Greg Alan StorenMutual Service Corporation unclassifiedCharter Advisory Corporation independent RIAOtherDec 16, 2005Aug 7, 2003
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12 moves match.