DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealth Advisors Network, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Wayne RomeoAdvice And Planning Services otherWealth Advisors Network, Inc. independent RIAOtherMar 14, 2018Mar 30, 2018
Philip Dean Neville1st Global Advisors Inc otherWealth Advisors Network, Inc. otherOtherJun 18, 2013Jan 1, 2002
Troy A. HermanHerman Financial Advisors, Inc. unclassifiedWealth Advisors Network, Inc. otherOtherOct 1, 2010Mar 28, 2012 (544 d)
Jeffrey Scott AndersonContryman Associates, P.C. unclassifiedWealth Advisors Network, Inc. otherOtherMay 8, 2009Sep 3, 1997
John William PoseyThrivent Investment Management Inc. otherWealth Advisors Network, Inc. otherOtherNov 26, 2007Jun 12, 2008 (199 d)
Diane Lynn AlexanderWealth Advisors Of Colorado, LLC unclassifiedWealth Advisors Network, Inc. otherOtherJan 31, 2007Jan 25, 2007
Samuel Joseph CataneseSfc Wealth Advisors, Inc. otherWealth Advisors Network, Inc. independent RIAOtherNov 8, 2004Jun 18, 2020 (5701 d)
Brenda Jean JanikowskiAvantax Advisory Services otherWealth Advisors Network, Inc. otherOtherJan 28, 2003Aug 6, 2004 (556 d)
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8 moves match.