DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Gardner Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scot Jackson | Cain, Watters & Associates, LLC other | The Gardner Group other | Other | Jan 6, 2015 | Feb 18, 2015 (43 d) |
| Joe Valiquette | Usaa Financial Planning Services no RAUM | The Gardner Group other | Other | Nov 9, 2011 | Sep 1, 2015 (1392 d) |
| Sergio Gerardo Garcia | Msi Financial Services, Inc. other | The Gardner Group other | Other | Mar 21, 2011 | Jan 18, 2012 (303 d) |
| Gregory Duane Gardner | LPL Financial LLC other | The Gardner Group other | Other | Aug 23, 2004 | May 23, 2011 (2464 d) |
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4 moves match.