DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Three Magnolias Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Eugene Holmes | Wells Fargo Advisors wirehouse | Three Magnolias Financial Advisors independent RIA | Wirehouse to independent RIA | Oct 10, 2024 | Oct 29, 2024 |
| Jonathan P Kacmarcik | Cetera Advisor Networks LLC BD affiliated | Three Magnolias Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2021 | May 21, 2021 |
| Turner Chapman Simpson | Cetera Advisor Networks LLC other | Three Magnolias Financial Advisors other | Other | Jul 6, 2017 | Aug 1, 2017 |
| John Alvin Barrow | Cetera Advisor Networks LLC other | Three Magnolias Financial Advisors other | Other | Feb 18, 2014 | Mar 19, 2014 |
| Wesley Robert Reed | Wells Fargo Advisors wirehouse | Three Magnolias Financial Advisors other | Other | Sep 1, 2009 | Sep 18, 2009 |
| Jennifer Wingler Johnson | Ameriprise Financial Services, LLC national BD | Three Magnolias Financial Advisors other | Other | Dec 31, 2004 | Sep 16, 2008 (1355 d) |
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6 moves match.