DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fairbanks Financial Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rowdy Tex Hakes | Fisher Investments independent RIA | Fairbanks Financial Wealth Management state registered | RIA to a state-registered adviser | Nov 27, 2018 | May 31, 2019 (185 d) |
| Joseph Edward Limond | The Family Firm, Inc. other | Fairbanks Financial Wealth Management state registered | Other | Aug 4, 2017 | Feb 26, 2021 (1302 d) |
| Sarah Darlene Buenger | Fruition Financial Planning unclassified | Fairbanks Financial Wealth Management state registered | Other | May 15, 2017 | May 16, 2018 (366 d) |
| Craig Allen Parks | Morgan Stanley wirehouse | Fairbanks Financial Wealth Management state registered | Wirehouse to a state-registered adviser | Feb 12, 2013 | Feb 8, 2013 |
Page 1 of 1
4 moves match.