DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Main Street Research LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Janelle DurbinLPL Financial LLC BD affiliatedMain Street Research LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2024Sep 26, 2024
Alexandra Mary RooneyRevolve Wealth Partners, LLC independent RIAMain Street Research LLC independent RIARIA to RIAJul 2, 2024Jul 29, 2024
Matthew Craig NorthropE*Trade Capital Management, LLC independent RIAMain Street Research LLC independent RIARIA to RIASep 16, 2022Jan 2, 2024 (473 d)
Shane Patrick LarsonRaymond James Financial Services Advisors, Inc BD affiliatedMain Street Research LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2022May 9, 2022
Roman Tyler LefebureAmeriprise Financial Services, LLC national BDMain Street Research LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2021Dec 2, 2021
Peter A FioritaUBS Financial Services Inc. wirehouseMain Street Research LLC independent RIAWirehouse to independent RIANov 2, 2021Oct 20, 2021
Jacob Lionel MargoFisher Investments independent RIAMain Street Research LLC independent RIARIA to RIAAug 17, 2021Oct 15, 2021 (59 d)
Henrique CataldiCharles Schwab & Co., Inc. national BDMain Street Research LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2020Apr 8, 2022 (483 d)
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8 moves match.