DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Quest Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clayton R EvansFidelity Personal And Workplace Advisors BD affiliatedQuest Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2020Jun 30, 2020
Jacqueline Schlup DanielsBrennan Wealth Advisors, LLC unclassifiedQuest Capital Management, Inc. independent RIAOtherDec 18, 2019Mar 24, 2020 (97 d)
Sergio Gerardo GarciaOmega Wealth Management LLC otherQuest Capital Management, Inc. otherOtherJun 17, 2015Feb 29, 2016 (257 d)
Tiffany D GarzaLPL Financial LLC otherQuest Capital Management, Inc. otherOtherAug 8, 2012Sep 26, 2012 (49 d)
Marisa Lee LockhartRaymond James Financial Services Advisors, Inc otherQuest Capital Management, Inc. otherOtherDec 31, 2010Mar 9, 2011 (68 d)
Kimberly Anne VeselyCommerce Wealth Advisers, LLC otherQuest Capital Management, Inc. otherOtherNov 19, 2010Mar 9, 2011 (110 d)
Katie Ward BrewerMML Investors Services, LLC otherQuest Capital Management, Inc. otherOtherMay 30, 2007Jul 16, 2007 (47 d)
Kay Fowler KeltonRaymond James Financial Services, Inc. unclassifiedQuest Capital Management, Inc. otherOtherApr 13, 2006Jul 16, 2007 (459 d)
Eric Stanley ShafferRBC Capital Markets, LLC national BDQuest Capital Management, Inc. otherOtherDec 21, 2005Jul 26, 2006 (217 d)
Robert A CoxRaymond James Financial Services, Inc. unclassifiedQuest Capital Management, Inc. otherOtherMay 11, 2005Jan 28, 2005
Christopher S YoungRaymond James Financial Services, Inc. unclassifiedQuest Capital Management, Inc. otherOtherDec 31, 2002Feb 12, 2001
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11 moves match.